Rights and obligations for Third States functional consent as an enforcement mechanism

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Marcelo Lamy
Themis de Oliveira Neto

Abstract

The governance of oceanic commons is undergoing a reconfiguration driven by the new Agreement on the Conservation and Sustainable Use of Marine Biodiversity of Areas Beyond National Jurisdiction, an instrument that integrates conservation, benefit-sharing of genetic resources, and mitigation of climate impacts on the high seas. The gap motivating this study lies in the uncertainty about how the agreement’s compliance mechanisms simultaneously interface with treaty-law rules, global climate commitments, and Brazilian legal practice. The core objective is to examine how the agreement’s innovations align with the consent provisions of the Vienna Convention, assessing the potential of a “soft” enforcement model -grounded in incentives and transparency - to curb the free-rider behavior typical of marine public goods. The research employs an exploratory and descriptive approach, supported by a literature review and comparative documentary analysis of the treaty text, the Vienna Convention, and climate instruments. Results indicate that the agreement creates functional consent: any State wishing to exploit resources or undertake risk-bearing activities on the high seas must file plans, reports, and data, subjecting itself to an implementation committee, thereby raising exclusion costs without infringing sovereignty. Moreover, the requirement to assess cumulative impacts allows the incorporation of acidification and deoxygenation variables, operationally linking biodiversity and climate. The study concludes that the agreement offers an intermediate architecture between voluntarism and coercion, capable of integrating science, economic incentives, and shared responsibility; its implementation in Brazil could catalyze normative reforms, strengthen inter-agency cooperation, and position the country as a regional leader in high-seas protection.

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Author Biographies

Marcelo Lamy, Santa Cecília University

Lawyer. Holds a Bachelor's degree in Legal Sciences from the Federal University of Paraná (UFPR). Master's degree in Administrative Law from the University of São Paulo (USP). Ph.D. in Constitutional Law from the Pontifical Catholic University of São Paulo (PUC-SP). Postdoctoral studies in Public Health Policy at the Fiocruz Brasília School of Government and in Constitutional Jurisdiction and Emerging Rights at the Federal University of Bahia (UFBA). Permanent Professor and Deputy Coordinator of the Stricto Sensu Graduate Program (Master’s in Law) and Professor at the Faculty of Law of Universidade Santa Cecília (UNISANTA). Leader of the CNPq/UNISANTA Research Group “Human Rights, Sustainable Development, and Legal Protection of Health.” General Director of the Migrant Rights Observatory (UNISANTA). Coordinator of the Public Policy Laboratory (UNISANTA). Professor at the ESAMC-Santos Law School. Court-appointed Public Defender at the Regional Medical Council of the State of São Paulo. Founder of the Research Center "Higher School of Constitutional Law – ESDC." Editor-in-Chief of the Brazilian Journal of Constitutional Law – RBDC. Researcher ID: H-5424-2015.

Themis de Oliveira Neto, Santa Cecília University

Undergraduate student in International Relations and Law at Universidade Santa Cecília (UNISANTA). Scientific Initiation Scholarship holder from the National Council for Scientific and Technological Development (CNPq).

How to Cite

LAMY, Marcelo; OLIVEIRA NETO, Themis de. Rights and obligations for Third States: functional consent as an enforcement mechanism. Unisanta Law and Social Science, Santos, v. 14, n. 1, p. 52–62, 2025. DOI: 10.66221/v14n1p52. Disponível em: https://periodicosunisanta.ojsbr.com/LSS/article/view/2713. Acesso em: 17 mar. 2026.

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