Public Policy Analysis Models a critical review

Main Article Content

Marcelo Lamy
Klauss Carvalho de Malta

Abstract

Context: This paper critically reviews key models of analysis regarding public policy: institutional, process, group, elite, rational, incremental, game theory, public option, and systemic. Features, strengths, and weaknesses of each are employed to give insight into how they aid in the understanding of policy formulation and implementation. The multifaceted approach and integration of these models give a more comprehensive and adaptive view to public policies in a dynamic and complex environment. Problem: The paper focuses on the formulation and execution of public policies, underlining the complex process and the need for using various theoretical models for understanding and assessing this process. The extent of influences and actors in a very dynamic and interdependent landscape makes it difficult to choose effective policies. The critical review of models is meant to provide a more complete and adaptive understanding of public policy. Objectives: The purpose of this paper is to critically review key models underlying analysis in public policy, noting their features, advantages, and limitations. The overall aim is to provide a comprehensive understanding of the theoretical approaches to policy formulation and implementation and how incorporating these models can optimize effective, responsive public policies within a dynamic and complex environment. Methods: To achieve the proposed objectives, this paper followed a literature review approach and critical analysis of the main models in public policy analysis. The institutional, process, group, elite, rational, incremental, game theory, public option, and systemic models were identified in relevant academic sources, books, and articles. The models were described, discussed, compared, and contrasted along with their features, benefits, and limitations in a manner that provides an all-round view of the different theoretical approaches in the formulation and implementation of public policies. Outcome: The review establishes that each model of public policy analysis has its focus: the institutional model emphasizes the structures and rules of institutions, the group model emphasizes competition between interest groups, and the elite model focuses on the influence of elites. Rational and incremental models highlight logical and graded approaches, while game theory and public option analyze the strategic and economic motivations of political actors. Integrating these models provides a more comprehensive and adaptive way of understanding public policies. Conclusions: This paper concludes that the integration of different models of public policy analysis—institutional, process, group, elite, rational, incremental, game theory, public option, and systemic—is crucial to understanding the complexity and improving the effectiveness of policies. Each model offers valuable insights, and their combination allows you to develop policies that are more adaptive and responsive to the changing needs of society.

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Author Biographies

Marcelo Lamy, Universidade Santa Cecília

Lawyer (Lamy & Oliveira Sociedade de Advogados). Bachelor of Legal Sciences from UFPR. Master of Administrative Law from USP. Doctor of Constitutional Law from PUC-SP. Post-doctorate in Public Health Policies (Fiocruz Brasília School of Government). Post-doctorate student of the PPG in Constitutional Jurisdiction and New Rights at UFBA. Permanent Professor and Vice Coordinator of the Stricto Sensu Postgraduate Program, Master of Health Law, and Professor at the Law School of Universidade Santa Cecília - UNISANTA. Leader of the CNPq\UNISANTA Research Group "Human Rights, Sustainable Development and Legal Protection of Health". General Director of the Migrant Rights Observatory (UNISANTA). Coordinator of the Public Policy Laboratory (UNISANTA). Professor at the Law School ESAMC-Santos. Public defender at the Regional Council of Medicine of the State of São Paulo. Founder of the Research Center "Higher School of Constitutional Law - ESDC". Editor-in-Chief of the Brazilian Journal of Constitutional Law - RBDC and of Unisanta Law and Scial Science. ResearcherID: H-5424-2015. Scopus Author ID: 57226132654.

Klauss Carvalho de Malta, Universidade Santa Cecília

Master's degree in Health Law from UNISANTA. Member of the research group "Human rights, sustainable development and legal protection of health. Specialist in Tax Law from PUCRS (2023) and bachelor's degree in Law from UNA (2012).

How to Cite

LAMY, Marcelo; MALTA, Klauss Carvalho de. Public Policy Analysis Models: a critical review. Unisanta Law and Social Science, Santos, v. 13, n. 2, p. 271–284, 2024. DOI: 10.66221/v13n2p271. Disponível em: https://periodicosunisanta.ojsbr.com/LSS/article/view/2506. Acesso em: 17 mar. 2026.

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